On July 26, 2023, the SEC proposed new rules applicable to registered investment advisers and broker-dealers intended to prevent and neutralize the effects of certain conflicts of interest relating to the use of predictive data analytics (PDA), natural language processing (NLP), artificial intelligence (AI) and other “covered technologies” in interactions with clients. Click here to
John Warren is a corporate associate in Greenberg Traurig’s Chicago office, where he is a member of the firm’s Investment Management group. John focuses his practice on forming private equity, distressed debt, venture capital and special strategy investment funds. John also represents clients in connection with investments in private funds.
In addition, John has private sector experience. Prior to law school, John worked for Goldman Sachs and Guggenheim Partners, distributing private and public funds to institutions and intermediaries, where he obtained Series 7 and Series 66 securities licenses.